xml-arrow 0.2.5

XML record conversion to Apache Arrow batches
Documentation
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use std::collections::VecDeque;

use crate::{NamespaceBinding, XmlBatchBuilder, XmlSchema};
use arrow_array::RecordBatch;
use arrow_schema::SchemaRef;
use futures_util::io::{AsyncBufRead, AsyncReadExt, Chain, Cursor, Take};
use quick_xml::{
    events::{attributes::Attribute, BytesStart, Event},
    name::{Namespace, PrefixDeclaration},
    reader::NsReader,
    Writer, XmlVersion,
};
use tokio_util::compat::{Compat, FuturesAsyncReadCompatExt};

use super::{
    error::Result,
    inference::Inference,
    validation::{validate_inference, validate_reader},
    InferenceOptions, Limit, Name, ReadError, ReaderOptions,
};

const MAX_RETAINED_RECORD_BUFFER_BYTES: usize = 64 * 1024;

struct Record {
    xml: String,
    byte_offset: u64,
}

struct Capture {
    writer: Writer<Vec<u8>>,
    byte_offset: u64,
}

type Input<R> = Compat<Take<Chain<Cursor<Vec<u8>>, R>>>;

pub(super) struct ReaderState<R> {
    reader: NsReader<Input<R>>,
    // Record path resolved to namespace URIs.
    path: Vec<Name>,
    // At each depth, whether the current path matches the record-path prefix.
    stack: Vec<bool>,
    // Detect empty documents and repeated roots.
    root_seen: bool,
    // Add stripped BOM bytes back to error offsets.
    bom_bytes: u64,
    options: ReaderOptions,
    builder: XmlBatchBuilder,
    // Record deferred by the batch byte limit.
    pending: VecDeque<Record>,
    // Counts records across batches.
    record_index: u64,
    // Reuse ordinary record captures without retaining exceptionally large records.
    record_buffer: Vec<u8>,
}

impl<R: AsyncBufRead + Unpin> ReaderState<R> {
    pub(super) fn new(
        input: R,
        schema: XmlSchema,
        path: &str,
        options: ReaderOptions,
    ) -> Result<Self> {
        let path = validate_reader(&schema, path, &options)?;
        let builder = builder(schema, &options)?;
        let mut reader =
            NsReader::from_reader(Cursor::new(Vec::new()).chain(input).take(0).compat());
        reader.config_mut().check_comments = true;
        Ok(Self {
            reader,
            path,
            stack: Vec::new(),
            root_seen: false,
            bom_bytes: 0,
            options,
            builder,
            pending: VecDeque::new(),
            record_index: 0,
            record_buffer: Vec::new(),
        })
    }

    pub(super) async fn infer(
        input: R,
        path: &str,
        bindings: &[NamespaceBinding<'_>],
        options: ReaderOptions,
        sampling: InferenceOptions,
    ) -> Result<Self> {
        validate_inference(&sampling)?;
        let schema =
            XmlSchema::with_namespaces(vec![], bindings).map_err(ReadError::configuration)?;
        let mut parsing_options = options.clone();
        parsing_options.projection = None;
        let mut state = Self::new(input, schema, path, parsing_options)?;
        let mut inference = Inference::default();
        let mut buffer = Vec::new();
        let mut bytes = 0;
        while state.pending.len() < sampling.max_records {
            let Some(record) = state.next_record(&mut buffer).await? else {
                break;
            };
            if record.xml.len() > sampling.max_bytes - bytes {
                if state.pending.is_empty() {
                    return Err(ReadError::limit(
                        Limit::SampleBytes,
                        sampling.max_bytes,
                        record.byte_offset,
                    ));
                }
                state.pending.push_back(record);
                break;
            }
            inference
                .observe(&record.xml)
                .map_err(|source| ReadError::Conversion {
                    record_index: state.pending.len() as u64 + 1,
                    byte_offset: record.byte_offset,
                    source,
                })?;
            bytes += record.xml.len();
            state.pending.push_back(record);
            if bytes == sampling.max_bytes {
                break;
            }
        }
        let schema = if state.pending.is_empty() {
            XmlSchema::with_namespaces(vec![], bindings)
        } else {
            inference.finish(bindings)
        }
        .map_err(ReadError::configuration)?;
        state.builder = builder(schema, &options)?;
        state.options = options;
        Ok(state)
    }

    pub(super) fn schema(&self) -> SchemaRef {
        self.builder.schema()
    }

    pub(super) async fn next_batch(&mut self) -> Result<Option<RecordBatch>> {
        let mut buffer = Vec::new();
        let mut bytes = 0usize;
        let mut last_offset = 0;
        while !self.builder.is_full() {
            let record = match self.pending.pop_front() {
                Some(record) => Some(record),
                None => self.next_record(&mut buffer).await?,
            };
            let Some(record) = record else {
                break;
            };
            if !self.builder.is_empty()
                && bytes.saturating_add(record.xml.len()) > self.options.max_batch_bytes
            {
                self.pending.push_front(record);
                break;
            }
            self.record_index += 1;
            last_offset = record.byte_offset;
            self.builder
                .append_xml(&record.xml)
                .map_err(|source| ReadError::Conversion {
                    record_index: self.record_index,
                    byte_offset: record.byte_offset,
                    source,
                })?;
            bytes += record.xml.len();
            let mut buffer = record.xml.into_bytes();
            if buffer.capacity() <= MAX_RETAINED_RECORD_BUFFER_BYTES {
                buffer.clear();
                self.record_buffer = buffer;
            }
        }
        self.builder
            .flush()
            .map_err(|source| ReadError::Conversion {
                record_index: self.record_index,
                byte_offset: last_offset,
                source,
            })
    }

    async fn next_record(&mut self, buffer: &mut Vec<u8>) -> Result<Option<Record>> {
        if self.reader.buffer_position() == 0 {
            // Expose all three BOM bytes together, even for one-byte inputs.
            let (prefix, input) = self.reader.get_mut().get_mut().get_mut().get_mut();
            input
                .take(3)
                .read_to_end(prefix.get_mut())
                .await
                .map_err(|source| ReadError::xml(prefix.get_ref().len() as u64, source))?;
            self.bom_bytes = if prefix.get_ref() == b"\xEF\xBB\xBF" {
                3
            } else {
                0
            };
        }
        let mut capture: Option<Capture> = None;
        loop {
            let before = self.position();
            // Exclude the BOM; allow one byte for delimiter lookahead.
            let bom = if self.reader.buffer_position() == 0 {
                self.bom_bytes
            } else {
                0
            };
            let limit = (self.options.max_record_bytes as u64).saturating_add(bom);
            let allowance = limit.saturating_add(1);
            self.reader.get_mut().get_mut().set_limit(allowance);
            buffer.clear();
            let event = self.reader.read_event_into_async(buffer).await;
            if allowance - self.reader.get_mut().get_mut().limit() > limit {
                return Err(ReadError::limit(
                    Limit::EventBytes,
                    self.options.max_record_bytes,
                    self.position(),
                ));
            }
            let event = event.map_err(|source| {
                ReadError::xml(self.reader.buffer_position() + self.bom_bytes, source)
            })?;
            let empty = matches!(event, Event::Empty(_));
            let closes = empty || matches!(event, Event::End(_));
            let event = match event {
                Event::Start(start) | Event::Empty(start) => {
                    self.enter(&start)?;
                    let start = if capture.is_none()
                        && self.stack.len() == self.path.len()
                        && self.stack.last() == Some(&true)
                    {
                        let start = self.with_namespaces(start)?;
                        capture = Some(Capture {
                            writer: Writer::new(std::mem::take(&mut self.record_buffer)),
                            byte_offset: before,
                        });
                        start
                    } else {
                        start
                    };
                    if empty {
                        Event::Empty(start)
                    } else {
                        Event::Start(start)
                    }
                }
                Event::DocType(_) => {
                    return Err(ReadError::invalid(
                        before,
                        "DTDs and custom entities are not supported",
                    ))
                }
                Event::Eof => {
                    if !self.root_seen || !self.stack.is_empty() {
                        return Err(ReadError::invalid(
                            before,
                            "expected one complete XML document",
                        ));
                    }
                    return Ok(None);
                }
                Event::Decl(_) if before != self.bom_bytes => {
                    return Err(ReadError::invalid(
                        before,
                        "XML declaration must be at the beginning",
                    ));
                }
                event => event,
            };
            if let Some(record) = &mut capture {
                record.write(event, self.position(), self.options.max_record_bytes)?;
            } else if self.stack.is_empty() && !matches!(event, Event::End(_)) {
                let allowed = match &event {
                    Event::Text(text) => text
                        .as_ref()
                        .iter()
                        .all(|b| matches!(b, b' ' | b'\t' | b'\r' | b'\n')),
                    Event::Decl(_) | Event::Comment(_) | Event::PI(_) => true,
                    _ => false,
                };
                if !allowed {
                    return Err(ReadError::invalid(
                        before,
                        "content outside the document element",
                    ));
                }
            }
            let complete = closes && capture.is_some() && self.stack.len() == self.path.len();
            if closes {
                self.stack.pop();
            }
            if complete {
                return capture.unwrap().finish().map(Some);
            }
        }
    }

    fn enter(&mut self, start: &BytesStart<'_>) -> Result<()> {
        if self.stack.len() == self.options.max_depth {
            return Err(ReadError::limit(
                Limit::Depth,
                self.options.max_depth,
                self.position(),
            ));
        }
        if self.stack.is_empty() {
            if self.root_seen {
                return Err(ReadError::invalid(
                    self.position(),
                    "multiple document elements",
                ));
            }
            self.root_seen = true;
        }
        // Validate each namespace declaration once, including off-path bindings.
        // Other skipped attributes retain the reader's existing unchecked policy.
        for attribute in start.attributes().with_checks(false) {
            let attribute = attribute.map_err(|source| ReadError::xml(self.position(), source))?;
            if attribute.key.as_namespace_binding().is_some() {
                attribute
                    .normalized_value(XmlVersion::Implicit1_0)
                    .map_err(|source| ReadError::xml(self.position(), source))?;
            }
        }
        let (namespace, local) = self.reader.resolver().resolve_element(start.name());
        let namespace = Option::<Namespace<'_>>::try_from(namespace)
            .map_err(|source| ReadError::xml(self.position(), source))?;
        let local = std::str::from_utf8(local.as_ref())
            .map_err(|source| ReadError::xml(self.position(), source))?;
        let expected = self
            .path
            .get(self.stack.len())
            .filter(|name| self.stack.last().copied().unwrap_or(true) && name.local == local);
        let matches = if let Some(expected) = expected {
            // Descendants and mismatched subtrees cannot match the record path.
            // Do not rescan their inherited namespace URI for every element.
            let uri = namespace
                .map(|uri| {
                    Attribute::from((b"xmlns".as_slice(), uri.into_inner()))
                        .normalized_value(XmlVersion::Implicit1_0)
                        .map_err(|source| ReadError::xml(self.position(), source))
                })
                .transpose()?
                .filter(|uri| !uri.is_empty());
            expected.uri.as_deref() == uri.as_deref()
        } else {
            false
        };
        self.stack.push(matches);
        Ok(())
    }

    fn with_namespaces<'b>(&self, mut start: BytesStart<'b>) -> Result<BytesStart<'b>> {
        let keys = start
            .attributes()
            .map(|attr| attr.map(|attr| attr.key.as_ref().to_vec()))
            .collect::<std::result::Result<Vec<_>, _>>()
            .map_err(|source| ReadError::xml(self.position(), source))?;
        for (prefix, uri) in self.reader.resolver().bindings() {
            let key = match prefix {
                PrefixDeclaration::Default => b"xmlns".to_vec(),
                PrefixDeclaration::Named(prefix) => [b"xmlns:".as_slice(), prefix].concat(),
            };
            if !keys.contains(&key) {
                // Escape quotes without changing existing XML references.
                let value = std::str::from_utf8(uri.into_inner())
                    .map_err(|source| ReadError::xml(self.position(), source))?
                    .replace('"', "&quot;");
                start.push_attribute((key.as_slice(), value.as_bytes()));
            }
        }
        Ok(start)
    }

    fn position(&self) -> u64 {
        self.reader.buffer_position() + self.bom_bytes
    }
}

impl Capture {
    fn write(&mut self, event: Event<'_>, byte_offset: u64, limit: usize) -> Result<()> {
        self.writer
            .write_event(event)
            .map_err(|source| ReadError::xml(byte_offset, source))?;
        if self.writer.get_ref().len() > limit {
            return Err(ReadError::limit(Limit::RecordBytes, limit, byte_offset));
        }
        Ok(())
    }

    fn finish(self) -> Result<Record> {
        let xml = String::from_utf8(self.writer.into_inner())
            .map_err(|source| ReadError::xml(self.byte_offset, source))?;
        Ok(Record {
            xml,
            byte_offset: self.byte_offset,
        })
    }
}

fn builder(schema: XmlSchema, options: &ReaderOptions) -> Result<XmlBatchBuilder> {
    match options.projection.as_deref() {
        Some(indices) => XmlBatchBuilder::new_projected(schema, options.batch_size, indices),
        None => XmlBatchBuilder::new(schema, options.batch_size),
    }
    .map_err(ReadError::configuration)
}