ubt 0.3.0

Unified Binary Tree implementation based on EIP-7864
Documentation
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
162
163
164
165
166
167
168
169
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
196
197
198
199
200
201
202
203
204
205
206
207
208
209
210
211
212
213
214
215
216
217
218
219
220
221
222
223
224
225
226
227
228
229
230
231
232
233
234
235
236
237
238
239
240
241
242
243
244
245
246
247
248
249
250
251
252
253
254
255
256
257
258
259
260
261
262
263
264
265
266
267
268
269
270
271
272
273
274
275
276
277
278
279
280
281
282
283
284
285
286
287
288
289
290
291
292
293
294
295
296
297
298
299
300
301
302
303
304
305
306
307
308
309
310
311
312
313
314
315
316
317
318
319
320
321
322
323
324
325
326
327
328
329
330
331
332
333
334
335
336
337
338
339
340
341
342
343
344
345
346
347
348
349
350
351
352
353
354
355
356
357
358
359
360
361
362
363
364
365
366
367
368
369
370
371
372
373
374
375
376
377
378
379
380
381
382
383
384
385
386
387
388
389
390
391
392
393
394
395
396
397
398
399
400
401
402
403
404
405
406
407
408
409
410
411
412
413
414
415
416
417
418
419
420
421
422
423
424
425
426
427
428
429
430
431
432
433
434
435
436
437
438
439
440
441
442
443
444
445
446
447
448
449
450
451
452
453
454
455
456
457
458
459
460
461
462
463
464
465
466
467
468
469
470
471
472
473
474
475
476
477
478
479
480
481
482
483
484
485
486
487
488
489
490
491
492
493
494
495
496
497
498
499
500
501
502
503
504
505
506
507
508
509
510
511
512
513
514
515
516
517
518
519
520
521
522
523
524
525
526
527
528
529
530
531
532
533
//! Streaming tree builder for memory-efficient root hash computation.
//!
//! This module provides [`StreamingTreeBuilder`], a way to compute the UBT root hash
//! by streaming through sorted entries without keeping the full tree in memory.
//!
//! # When to Use
//!
//! - **Migrations**: When building a tree from scratch (e.g., MPT -> UBT migration)
//! - **Memory-constrained environments**: When RAM is limited relative to state size
//! - **One-shot computation**: When you need only the root hash, not the tree structure
//!
//! For ongoing state maintenance, use [`crate::UnifiedBinaryTree`] instead.
//!
//! # Parallel vs Serial
//!
//! Two methods are available:
//! - [`StreamingTreeBuilder::build_root_hash`]: Serial stem hashing
//! - [`StreamingTreeBuilder::build_root_hash_parallel`]: Parallel stem hashing (requires `parallel` feature)
//!
//! The parallel version groups entries by stem serially (O(n) streaming), then
//! computes stem hashes concurrently via rayon.

use alloy_primitives::B256;
use std::collections::HashMap;

#[cfg(feature = "parallel")]
use rayon::prelude::*;

use crate::{error::Result, Blake3Hasher, Hasher, Stem, SubIndex, TreeKey, UbtError, STEM_LEN};

/// A streaming tree builder that computes root hash with minimal memory.
///
/// This builder is designed for one-shot root hash computation from sorted entries,
/// such as during migrations or state verification.
///
/// # Usage
///
/// 1. Sort all `(TreeKey, B256)` entries by key (stem, then subindex) in lexicographic order
/// 2. Call [`build_root_hash`](Self::build_root_hash) or [`build_root_hash_parallel`](Self::build_root_hash_parallel)
/// 3. Receive the root hash without keeping the full tree in memory
///
/// # Memory Usage
///
/// Memory usage is `O(num_stems + tree_depth)` instead of `O(num_entries)`, since:
/// - We keep one `Vec<(Stem, B256)>` of stem hashes (one per unique stem)
/// - We use slice-based recursion with no additional allocations
///
/// # Sorting Requirement
///
/// Entries **MUST** be sorted by `(stem, subindex)` in lexicographic order for:
/// - Correct stem grouping (entries with same stem must be consecutive)
/// - Deterministic root hash (sorted stem order ensures canonical tree shape)
///
/// In debug builds, strict ascending order is asserted. Duplicate keys are not allowed.
///
/// # Example
///
/// ```rust
/// use ubt::{StreamingTreeBuilder, TreeKey, Blake3Hasher, B256, Stem};
///
/// let mut entries: Vec<(TreeKey, B256)> = vec![
///     (TreeKey::new(Stem::new([0u8; 31]), 0), B256::repeat_byte(0x01)),
///     (TreeKey::new(Stem::new([0u8; 31]), 1), B256::repeat_byte(0x02)),
/// ];
/// entries.sort_by(|a, b| (a.0.stem, a.0.subindex).cmp(&(b.0.stem, b.0.subindex)));
///
/// let builder: StreamingTreeBuilder<Blake3Hasher> = StreamingTreeBuilder::new();
/// let root = builder.build_root_hash(entries).unwrap();
/// ```
pub struct StreamingTreeBuilder<H: Hasher = Blake3Hasher> {
    hasher: H,
}

impl<H: Hasher> Default for StreamingTreeBuilder<H> {
    fn default() -> Self {
        Self::new()
    }
}

impl<H: Hasher> StreamingTreeBuilder<H> {
    /// Create a new streaming builder with default hasher.
    pub fn new() -> Self {
        Self {
            hasher: H::default(),
        }
    }

    /// Create a new streaming builder with custom hasher.
    pub fn with_hasher(hasher: H) -> Self {
        Self { hasher }
    }

    /// Build the root hash from a sorted iterator of (`TreeKey`, `B256`) entries.
    ///
    /// The entries MUST be sorted by (stem, subindex) in lexicographic order.
    /// In debug builds, this is asserted.
    ///
    /// Returns `B256::ZERO` for empty input.
    ///
    /// # Errors
    ///
    /// Returns an error if the internal tree build exceeds maximum depth, which typically
    /// indicates duplicate stems or a bug in the stem grouping logic.
    #[must_use = "callers should handle errors and use the computed root hash"]
    pub fn build_root_hash(
        &self,
        entries: impl IntoIterator<Item = (TreeKey, B256)>,
    ) -> Result<B256> {
        let mut entries_iter = entries.into_iter().peekable();

        if entries_iter.peek().is_none() {
            return Ok(B256::ZERO);
        }

        // Group entries by stem and compute stem hashes
        let stem_hashes = self.collect_stem_hashes(&mut entries_iter);

        if stem_hashes.is_empty() {
            return Ok(B256::ZERO);
        }

        // Build tree from stem hashes (sorted by stem since entries were sorted)
        self.build_tree_hash(&stem_hashes, 0)
    }

    /// Build the root hash using parallel stem hashing.
    ///
    /// This method uses rayon to compute stem hashes in parallel, which can significantly
    /// speed up computation for large state with many unique stems.
    ///
    /// # Algorithm
    ///
    /// 1. **Serial grouping**: Stream through sorted entries, grouping by stem (O(n))
    /// 2. **Parallel hashing**: Compute stem hashes concurrently via rayon (O(n/p) with p threads)
    /// 3. **Serial tree build**: Build tree hash from sorted stem hashes (O(S) for S stems)
    ///
    /// # Requirements
    ///
    /// - Entries MUST be sorted by `(stem, subindex)` in lexicographic order
    /// - In debug builds, strict ascending order is asserted
    ///
    /// Returns `B256::ZERO` for empty input.
    ///
    /// # Errors
    ///
    /// Returns an error if the internal tree build exceeds maximum depth, which typically
    /// indicates duplicate stems or a bug in the stem grouping logic.
    ///
    /// # Feature Flag
    ///
    /// Requires the `parallel` feature (enabled by default).
    #[cfg(feature = "parallel")]
    #[must_use = "callers should handle errors and use the computed root hash"]
    pub fn build_root_hash_parallel(
        &self,
        entries: impl IntoIterator<Item = (TreeKey, B256)>,
    ) -> Result<B256> {
        let mut entries_iter = entries.into_iter().peekable();

        if entries_iter.peek().is_none() {
            return Ok(B256::ZERO);
        }

        // Group entries by stem (serial - streaming through sorted entries)
        let stem_groups = Self::collect_stem_groups(&mut entries_iter);

        if stem_groups.is_empty() {
            return Ok(B256::ZERO);
        }

        // Compute stem hashes in parallel
        let mut stem_hashes: Vec<(Stem, B256)> = stem_groups
            .into_par_iter()
            .map(|(stem, values)| {
                let hash = self.compute_stem_hash(&stem, &values);
                (stem, hash)
            })
            .collect();

        // Sort by stem for deterministic order (parallel collect doesn't preserve order)
        stem_hashes.sort_by(|a, b| a.0.cmp(&b.0));

        // Build tree from stem hashes (serial - O(n) and fast)
        self.build_tree_hash(&stem_hashes, 0)
    }

    /// Collect entries grouped by stem without computing hashes.
    /// Used by parallel version to separate grouping from hashing.
    #[cfg(feature = "parallel")]
    fn collect_stem_groups<I: Iterator<Item = (TreeKey, B256)>>(
        entries: &mut std::iter::Peekable<I>,
    ) -> Vec<(Stem, HashMap<SubIndex, B256>)> {
        let mut stem_groups: Vec<(Stem, HashMap<SubIndex, B256>)> = Vec::new();
        let mut current_stem: Option<Stem> = None;
        let mut current_values: HashMap<SubIndex, B256> = HashMap::new();

        #[cfg(debug_assertions)]
        let mut prev_key: Option<TreeKey> = None;

        for (key, value) in entries.by_ref() {
            #[cfg(debug_assertions)]
            {
                if let Some(prev) = prev_key {
                    debug_assert!(
                        (prev.stem, prev.subindex) < (key.stem, key.subindex),
                        "Entries must be sorted: {prev:?} should come before {key:?}",
                    );
                }
                prev_key = Some(key);
            }

            match current_stem {
                Some(stem) if stem == key.stem => {
                    // Same stem, accumulate value
                    if !value.is_zero() {
                        current_values.insert(key.subindex, value);
                    }
                }
                Some(stem) => {
                    // New stem, finalize previous
                    if !current_values.is_empty() {
                        stem_groups.push((stem, std::mem::take(&mut current_values)));
                    }
                    // Start new stem
                    current_stem = Some(key.stem);
                    if !value.is_zero() {
                        current_values.insert(key.subindex, value);
                    }
                }
                None => {
                    // First stem
                    current_stem = Some(key.stem);
                    if !value.is_zero() {
                        current_values.insert(key.subindex, value);
                    }
                }
            }
        }

        // Finalize last stem
        if let Some(stem) = current_stem {
            if !current_values.is_empty() {
                stem_groups.push((stem, current_values));
            }
        }

        stem_groups
    }

    /// Collect all entries grouped by stem, compute hash for each stem.
    fn collect_stem_hashes<I: Iterator<Item = (TreeKey, B256)>>(
        &self,
        entries: &mut std::iter::Peekable<I>,
    ) -> Vec<(Stem, B256)> {
        let mut stem_hashes: Vec<(Stem, B256)> = Vec::new();
        let mut current_stem: Option<Stem> = None;
        let mut current_values: HashMap<SubIndex, B256> = HashMap::new();

        #[cfg(debug_assertions)]
        let mut prev_key: Option<TreeKey> = None;

        for (key, value) in entries.by_ref() {
            #[cfg(debug_assertions)]
            {
                if let Some(prev) = prev_key {
                    debug_assert!(
                        (prev.stem, prev.subindex) < (key.stem, key.subindex),
                        "Entries must be sorted: {prev:?} should come before {key:?}",
                    );
                }
                prev_key = Some(key);
            }

            match current_stem {
                Some(stem) if stem == key.stem => {
                    // Same stem, accumulate value
                    if !value.is_zero() {
                        current_values.insert(key.subindex, value);
                    }
                }
                Some(stem) => {
                    // New stem, finalize previous
                    if !current_values.is_empty() {
                        let hash = self.compute_stem_hash(&stem, &current_values);
                        stem_hashes.push((stem, hash));
                    }
                    // Start new stem
                    current_values.clear();
                    current_stem = Some(key.stem);
                    if !value.is_zero() {
                        current_values.insert(key.subindex, value);
                    }
                }
                None => {
                    // First stem
                    current_stem = Some(key.stem);
                    if !value.is_zero() {
                        current_values.insert(key.subindex, value);
                    }
                }
            }
        }

        // Finalize last stem
        if let Some(stem) = current_stem {
            if !current_values.is_empty() {
                let hash = self.compute_stem_hash(&stem, &current_values);
                stem_hashes.push((stem, hash));
            }
        }

        stem_hashes
    }

    /// Compute hash for a stem node with given values.
    fn compute_stem_hash(&self, stem: &Stem, values: &HashMap<SubIndex, B256>) -> B256 {
        // Step 1: Hash all values
        let mut data = [B256::ZERO; 256];
        for (&idx, &value) in values {
            data[idx as usize] = self.hasher.hash_32(&value);
        }

        // Step 2: Build 8-level binary tree from bottom up
        for level in 1..=8 {
            let pairs = 256 >> level;
            for i in 0..pairs {
                let left = data[i * 2];
                let right = data[i * 2 + 1];
                data[i] = self.hasher.hash_64(&left, &right);
            }
        }

        let subtree_root = data[0];

        // Step 3: hash(stem || 0x00 || subtree_root)
        self.hasher.hash_stem_node(stem.as_bytes(), &subtree_root)
    }

    /// Build tree hash from sorted slice of (stem, hash) pairs.
    ///
    /// Uses `partition_point` + `split_at` for `O(n)` splits with no allocation,
    /// matching the optimization in `UnifiedBinaryTree::build_tree_from_sorted_stems`.
    fn build_tree_hash(&self, stem_hashes: &[(Stem, B256)], depth: usize) -> Result<B256> {
        if stem_hashes.is_empty() {
            return Ok(B256::ZERO);
        }

        if stem_hashes.len() == 1 {
            return Ok(stem_hashes[0].1);
        }

        if depth >= STEM_LEN * 8 {
            return Err(UbtError::TreeDepthExceeded { depth });
        }

        // partition_point finds the first index with bit_at(depth) == 1
        // (i.e. where !bit_at becomes false), so stem_hashes[0..split_point]
        // all have bit 0 and stem_hashes[split_point..] all have bit 1 at this depth.
        let split_point = stem_hashes.partition_point(|(s, _)| !s.bit_at(depth));
        let (left, right) = stem_hashes.split_at(split_point);

        let left_hash = self.build_tree_hash(left, depth + 1)?;
        let right_hash = self.build_tree_hash(right, depth + 1)?;

        if left_hash.is_zero() && right_hash.is_zero() {
            Ok(B256::ZERO)
        } else if left_hash.is_zero() {
            Ok(right_hash)
        } else if right_hash.is_zero() {
            Ok(left_hash)
        } else {
            Ok(self.hasher.hash_64(&left_hash, &right_hash))
        }
    }
}

#[cfg(test)]
mod tests {
    use super::*;
    use crate::UnifiedBinaryTree;

    #[test]
    fn test_streaming_empty() {
        let builder: StreamingTreeBuilder<Blake3Hasher> = StreamingTreeBuilder::new();
        let entries: Vec<(TreeKey, B256)> = vec![];
        assert_eq!(builder.build_root_hash(entries).unwrap(), B256::ZERO);
    }

    #[test]
    fn test_streaming_single_entry() {
        let builder: StreamingTreeBuilder<Blake3Hasher> = StreamingTreeBuilder::new();
        let key = TreeKey::from_bytes(B256::repeat_byte(0x01));
        let value = B256::repeat_byte(0x42);

        let entries = vec![(key, value)];
        let streaming_root = builder.build_root_hash(entries).unwrap();

        // Compare with regular tree
        let mut tree: UnifiedBinaryTree<Blake3Hasher> = UnifiedBinaryTree::new();
        tree.insert(key, value);

        assert_eq!(streaming_root, tree.root_hash().unwrap());
    }

    #[test]
    fn test_streaming_matches_tree() {
        let builder: StreamingTreeBuilder<Blake3Hasher> = StreamingTreeBuilder::new();

        // Create test data
        let mut entries: Vec<(TreeKey, B256)> = Vec::new();
        for i in 0u8..10 {
            let mut stem_bytes = [0u8; 31];
            stem_bytes[0] = i * 10;
            let stem = Stem::new(stem_bytes);
            for j in 0u8..5 {
                let key = TreeKey::new(stem, j);
                let value = B256::repeat_byte(i + j);
                entries.push((key, value));
            }
        }

        // Sort entries
        entries.sort_by(|a, b| (a.0.stem, a.0.subindex).cmp(&(b.0.stem, b.0.subindex)));

        let streaming_root = builder.build_root_hash(entries.clone()).unwrap();

        // Compare with regular tree
        let mut tree: UnifiedBinaryTree<Blake3Hasher> = UnifiedBinaryTree::new();
        tree.insert_batch(entries).unwrap();

        assert_eq!(streaming_root, tree.root_hash().unwrap());
    }

    #[test]
    fn test_streaming_many_stems() {
        let builder: StreamingTreeBuilder<Blake3Hasher> = StreamingTreeBuilder::new();

        // Create many stems with single values (start from 1 to avoid B256::ZERO)
        let mut entries: Vec<(TreeKey, B256)> = Vec::new();
        for i in 1u8..=100 {
            let mut stem_bytes = [0u8; 31];
            stem_bytes[0] = i;
            stem_bytes[15] = i.wrapping_mul(7);
            let stem = Stem::new(stem_bytes);
            let key = TreeKey::new(stem, 0);
            entries.push((key, B256::repeat_byte(i)));
        }

        // Sort entries
        entries.sort_by(|a, b| (a.0.stem, a.0.subindex).cmp(&(b.0.stem, b.0.subindex)));

        let streaming_root = builder.build_root_hash(entries.clone()).unwrap();

        // Compare with regular tree
        let mut tree: UnifiedBinaryTree<Blake3Hasher> = UnifiedBinaryTree::new();
        tree.insert_batch(entries).unwrap();

        assert_eq!(streaming_root, tree.root_hash().unwrap());
    }

    #[test]
    fn test_tree_depth_exceeded_returns_error() {
        let builder: StreamingTreeBuilder<Blake3Hasher> = StreamingTreeBuilder::new();

        let stem1 = Stem::new([0u8; 31]);
        let mut stem2_bytes = [0u8; 31];
        stem2_bytes[0] = 1;
        let stem2 = Stem::new(stem2_bytes);
        let stem_hashes = vec![(stem1, B256::repeat_byte(1)), (stem2, B256::repeat_byte(2))];

        let err = builder
            .build_tree_hash(&stem_hashes, STEM_LEN * 8)
            .unwrap_err();
        assert!(matches!(err, UbtError::TreeDepthExceeded { depth } if depth == STEM_LEN * 8));
    }

    #[cfg(feature = "parallel")]
    #[test]
    fn test_parallel_matches_serial() {
        let builder: StreamingTreeBuilder<Blake3Hasher> = StreamingTreeBuilder::new();

        // Create test data with many stems
        let mut entries: Vec<(TreeKey, B256)> = Vec::new();
        for i in 0u8..50 {
            let mut stem_bytes = [0u8; 31];
            stem_bytes[0] = i;
            stem_bytes[10] = i.wrapping_mul(3);
            stem_bytes[20] = i.wrapping_mul(7);
            let stem = Stem::new(stem_bytes);
            for j in 0u8..10 {
                let key = TreeKey::new(stem, j);
                let value = B256::repeat_byte(i.wrapping_add(j).wrapping_mul(2).max(1));
                entries.push((key, value));
            }
        }

        // Sort entries
        entries.sort_by(|a, b| (a.0.stem, a.0.subindex).cmp(&(b.0.stem, b.0.subindex)));

        let serial_root = builder.build_root_hash(entries.clone()).unwrap();
        let parallel_root = builder.build_root_hash_parallel(entries).unwrap();

        assert_eq!(
            parallel_root, serial_root,
            "Parallel and serial should produce identical root hashes"
        );
    }

    #[cfg(feature = "parallel")]
    #[test]
    fn test_parallel_empty() {
        let builder: StreamingTreeBuilder<Blake3Hasher> = StreamingTreeBuilder::new();
        let entries: Vec<(TreeKey, B256)> = vec![];
        assert_eq!(
            builder.build_root_hash_parallel(entries).unwrap(),
            B256::ZERO
        );
    }

    #[cfg(feature = "parallel")]
    #[test]
    fn test_parallel_single_entry() {
        let builder: StreamingTreeBuilder<Blake3Hasher> = StreamingTreeBuilder::new();
        let key = TreeKey::from_bytes(B256::repeat_byte(0x01));
        let value = B256::repeat_byte(0x42);

        let entries = vec![(key, value)];
        let parallel_root = builder.build_root_hash_parallel(entries.clone()).unwrap();
        let serial_root = builder.build_root_hash(entries).unwrap();

        assert_eq!(parallel_root, serial_root);
    }
}