miden_crypto/merkle/smt/partial/mod.rs
1use alloc::{collections::VecDeque, string::ToString, vec::Vec};
2
3use super::{EmptySubtreeRoots, LeafIndex, SMT_DEPTH};
4use crate::{
5 EMPTY_WORD, Map, Set, Word,
6 merkle::{
7 InnerNodeInfo, MerkleError, NodeIndex, SparseMerklePath,
8 smt::{InnerNode, InnerNodes, Leaves, SmtLeaf, SmtLeafError, SmtProof},
9 },
10 utils::{ByteReader, ByteWriter, Deserializable, DeserializationError, Serializable},
11};
12
13mod serialization;
14#[cfg(test)]
15mod tests;
16
17pub use serialization::{NodeValue, UniqueNodes};
18
19/// A partial version of an [`super::Smt`].
20///
21/// This type can track a subset of the key-value pairs of a full [`super::Smt`] and allows for
22/// updating those pairs to compute the new root of the tree, as if the updates had been done on the
23/// full tree. This is useful so that not all leaves have to be present and loaded into memory to
24/// compute an update.
25///
26/// A key is considered "tracked" if either:
27/// 1. Its merkle path was explicitly added to the tree (via [`PartialSmt::add_path`] or
28/// [`PartialSmt::add_proof`]), or
29/// 2. The path from the leaf to the root goes through empty subtrees that are consistent with the
30/// stored inner nodes (provably empty with zero hash computations).
31///
32/// The second condition allows updating keys in empty subtrees without explicitly adding their
33/// merkle paths. This is verified by walking up from the leaf and checking that any stored
34/// inner node has an empty subtree root as the child on our path.
35///
36/// An important caveat is that only tracked keys can be updated. Attempting to update an
37/// untracked key will result in an error. See [`PartialSmt::insert`] for more details.
38///
39/// Once a partial SMT has been constructed, its root is set in stone. All subsequently added proofs
40/// or merkle paths must match that root, otherwise an error is returned.
41#[derive(Debug, Clone, PartialEq, Eq)]
42#[cfg_attr(feature = "serde", derive(serde::Deserialize, serde::Serialize))]
43pub struct PartialSmt {
44 root: Word,
45 num_entries: usize,
46 leaves: Leaves<SmtLeaf>,
47 inner_nodes: InnerNodes,
48}
49
50impl PartialSmt {
51 // CONSTANTS
52 // --------------------------------------------------------------------------------------------
53
54 /// The default value used to compute the hash of empty leaves.
55 pub const EMPTY_VALUE: Word = EMPTY_WORD;
56
57 /// The root of an empty tree.
58 pub const EMPTY_ROOT: Word = *EmptySubtreeRoots::entry(SMT_DEPTH, 0);
59
60 // CONSTRUCTORS
61 // --------------------------------------------------------------------------------------------
62
63 /// Constructs a [`PartialSmt`] from a root.
64 ///
65 /// All subsequently added proofs or paths must have the same root.
66 pub fn new(root: Word) -> Self {
67 Self {
68 root,
69 num_entries: 0,
70 leaves: Leaves::<SmtLeaf>::default(),
71 inner_nodes: InnerNodes::default(),
72 }
73 }
74
75 /// Instantiates a new [`PartialSmt`] by calling [`PartialSmt::add_proof`] for all [`SmtProof`]s
76 /// in the provided iterator.
77 ///
78 /// If the provided iterator is empty, an empty [`PartialSmt`] is returned.
79 ///
80 /// # Errors
81 ///
82 /// Returns an error if:
83 /// - the roots of the provided proofs are not the same.
84 pub fn from_proofs<I>(proofs: I) -> Result<Self, MerkleError>
85 where
86 I: IntoIterator<Item = SmtProof>,
87 {
88 let mut proofs = proofs.into_iter();
89
90 let Some(first_proof) = proofs.next() else {
91 return Ok(Self::default());
92 };
93
94 // Add the first path to an empty partial SMT without checking that the existing root
95 // matches the new one. This sets the expected root to the root of the first proof and all
96 // subsequently added proofs must match it.
97 let mut partial_smt = Self::default();
98 let (path, leaf) = first_proof.into_parts();
99 let path_root = partial_smt.add_path_unchecked(leaf, path);
100 partial_smt.root = path_root;
101
102 for proof in proofs {
103 partial_smt.add_proof(proof)?;
104 }
105
106 Ok(partial_smt)
107 }
108
109 // PUBLIC ACCESSORS
110 // --------------------------------------------------------------------------------------------
111
112 /// Returns the root of the tree.
113 pub fn root(&self) -> Word {
114 self.root
115 }
116
117 /// Returns an opening of the leaf associated with `key`. Conceptually, an opening is a Merkle
118 /// path to the leaf, as well as the leaf itself.
119 ///
120 /// # Errors
121 ///
122 /// Returns an error if:
123 /// - the key is not tracked by this partial SMT.
124 pub fn open(&self, key: &Word) -> Result<SmtProof, MerkleError> {
125 let leaf = self.get_leaf(key)?;
126 let merkle_path = self.get_path(key);
127 Ok(SmtProof::new_unchecked(merkle_path, leaf))
128 }
129
130 /// Returns the leaf to which `key` maps.
131 ///
132 /// # Errors
133 ///
134 /// Returns an error if:
135 /// - the key is not tracked by this partial SMT.
136 pub fn get_leaf(&self, key: &Word) -> Result<SmtLeaf, MerkleError> {
137 self.get_tracked_leaf(key).ok_or(MerkleError::UntrackedKey(*key))
138 }
139
140 /// Returns the value associated with `key`.
141 ///
142 /// # Errors
143 ///
144 /// Returns an error if:
145 /// - the key is not tracked by this partial SMT.
146 pub fn get_value(&self, key: &Word) -> Result<Word, MerkleError> {
147 self.get_tracked_leaf(key)
148 .map(|leaf| leaf.get_value(key).unwrap_or_default())
149 .ok_or(MerkleError::UntrackedKey(*key))
150 }
151
152 /// Returns an iterator over the inner nodes of the [`PartialSmt`].
153 pub fn inner_nodes(&self) -> impl Iterator<Item = InnerNodeInfo> + '_ {
154 self.inner_nodes.values().map(|e| InnerNodeInfo {
155 value: e.hash(),
156 left: e.left,
157 right: e.right,
158 })
159 }
160
161 /// Returns an iterator over the [`InnerNode`] and the respective [`NodeIndex`] of the
162 /// [`PartialSmt`].
163 pub fn inner_node_indices(&self) -> impl Iterator<Item = (NodeIndex, InnerNode)> + '_ {
164 self.inner_nodes.iter().map(|(idx, inner)| (*idx, inner.clone()))
165 }
166
167 /// Returns an iterator over the explicitly stored leaves of the [`PartialSmt`] in arbitrary
168 /// order.
169 ///
170 /// Note: This only returns leaves that were explicitly added via [`Self::add_path`] or
171 /// [`Self::add_proof`], or created through [`Self::insert`]. It does not include implicitly
172 /// trackable leaves in empty subtrees.
173 pub fn leaves(&self) -> impl Iterator<Item = (LeafIndex<SMT_DEPTH>, &SmtLeaf)> {
174 self.leaves
175 .iter()
176 .map(|(leaf_index, leaf)| (LeafIndex::new_max_depth(*leaf_index), leaf))
177 }
178
179 /// Returns an iterator over the tracked, non-empty key-value pairs of the [`PartialSmt`] in
180 /// arbitrary order.
181 pub fn entries(&self) -> impl Iterator<Item = &(Word, Word)> {
182 self.leaves().flat_map(|(_, leaf)| leaf.entries())
183 }
184
185 /// Returns the number of non-empty leaves in this tree.
186 ///
187 /// Note that this may return a different value from [Self::num_entries()] as a single leaf may
188 /// contain more than one key-value pair.
189 pub fn num_leaves(&self) -> usize {
190 self.leaves.len()
191 }
192
193 /// Returns the number of tracked, non-empty key-value pairs in this tree.
194 ///
195 /// Note that this may return a different value from [Self::num_leaves()] as a single leaf may
196 /// contain more than one key-value pair.
197 pub fn num_entries(&self) -> usize {
198 self.num_entries
199 }
200
201 /// Returns a boolean value indicating whether the [`PartialSmt`] tracks any leaves.
202 ///
203 /// Note that if a partial SMT does not track leaves, its root is not necessarily the empty SMT
204 /// root, since it could have been constructed from a different root but without tracking any
205 /// leaves.
206 pub fn tracks_leaves(&self) -> bool {
207 !self.leaves.is_empty()
208 }
209
210 // STATE MUTATORS
211 // --------------------------------------------------------------------------------------------
212
213 /// Inserts a value at the specified key, returning the previous value associated with that key.
214 /// Recall that by definition, any key that hasn't been updated is associated with
215 /// [`Self::EMPTY_VALUE`].
216 ///
217 /// This also recomputes all hashes between the leaf (associated with the key) and the root,
218 /// updating the root itself.
219 ///
220 /// # Errors
221 ///
222 /// Returns an error if:
223 /// - the key is not tracked (see the type documentation for the definition of "tracked"). If an
224 /// error is returned the tree is in the same state as before.
225 /// - inserting the key-value pair would exceed [`super::MAX_LEAF_ENTRIES`] (1024 entries) in
226 /// the leaf.
227 pub fn insert(&mut self, key: Word, value: Word) -> Result<Word, MerkleError> {
228 let current_leaf = self.get_tracked_leaf(&key).ok_or(MerkleError::UntrackedKey(key))?;
229 let leaf_index = current_leaf.index();
230 let previous_value = current_leaf.get_value(&key).unwrap_or(EMPTY_WORD);
231 let prev_entries = current_leaf.num_entries();
232
233 let leaf = self
234 .leaves
235 .entry(leaf_index.position())
236 .or_insert_with(|| SmtLeaf::new_empty(leaf_index));
237
238 if value != EMPTY_WORD {
239 leaf.insert(key, value).map_err(|e| match e {
240 SmtLeafError::TooManyLeafEntries { actual } => {
241 MerkleError::TooManyLeafEntries { actual }
242 },
243 other => panic!("unexpected SmtLeaf::insert error: {other:?}"),
244 })?;
245 } else {
246 leaf.remove(key);
247 }
248 let current_entries = leaf.num_entries();
249 let new_leaf_hash = leaf.hash();
250 self.num_entries = self.num_entries + current_entries - prev_entries;
251
252 // Remove empty leaf
253 if current_entries == 0 {
254 self.leaves.remove(&leaf_index.position());
255 }
256
257 // Recompute the path from leaf to root
258 self.recompute_nodes_from_leaf_to_root(leaf_index, new_leaf_hash);
259
260 Ok(previous_value)
261 }
262
263 /// Adds an [`SmtProof`] to this [`PartialSmt`].
264 ///
265 /// This is a convenience method which calls [`Self::add_path`] on the proof. See its
266 /// documentation for details on errors.
267 pub fn add_proof(&mut self, proof: SmtProof) -> Result<(), MerkleError> {
268 let (path, leaf) = proof.into_parts();
269 self.add_path(leaf, path)
270 }
271
272 /// Adds a leaf and its sparse merkle path to this [`PartialSmt`].
273 ///
274 /// If this function was called, any key that is part of the `leaf` can subsequently be updated
275 /// to a new value and produce a correct new tree root.
276 ///
277 /// # Errors
278 ///
279 /// Returns an error if:
280 /// - the new root after the insertion of the leaf and the path does not match the existing
281 /// root. If an error is returned, the tree is left in an inconsistent state.
282 pub fn add_path(&mut self, leaf: SmtLeaf, path: SparseMerklePath) -> Result<(), MerkleError> {
283 let path_root = self.add_path_unchecked(leaf, path);
284
285 // Check if the newly added merkle path is consistent with the existing tree. If not, the
286 // merkle path was invalid or computed against another tree.
287 if self.root() != path_root {
288 return Err(MerkleError::ConflictingRoots {
289 expected_root: self.root(),
290 actual_root: path_root,
291 });
292 }
293
294 Ok(())
295 }
296
297 // UNIQUE NODES
298 // --------------------------------------------------------------------------------------------
299
300 /// Converts `self` into the [`UniqueNodes`] serialization representation for compact
301 /// serialization.
302 ///
303 /// This method assumes that the `PartialSmt` is in a valid state.
304 ///
305 /// # Reconstructable Sets
306 ///
307 /// We define the notion of a reconstructable set as one which stores the minimum amount of
308 /// information necessary in order to reconstruct the full state of the tree. We build this set
309 /// as follows:
310 ///
311 /// 1. Start at the leaves and traverse toward the root.
312 /// 2. Wherever a node's value is determined solely by children already implicitly contained
313 /// within the set, store no new information. If additional information is required (e.g. a
314 /// sibling node) store that.
315 /// 3. Repeat until the root is reached.
316 ///
317 /// To reconstruct the tree, we just start at the leaves and compute all intermediary nodes from
318 /// the data stored in the reconstructible set.
319 pub fn to_unique_nodes(&self) -> UniqueNodes {
320 // We start by getting all the known leaves, as these give us the starting point for the
321 // reconstruction.
322 let leaf_nodes = self
323 .leaves()
324 .map(|(k, v)| (k, v.clone()))
325 .collect::<Map<LeafIndex<SMT_DEPTH>, SmtLeaf>>();
326
327 // We also create storage for the nodes necessary for reconstruction of the tree...
328 let mut needed_nodes: Map<NodeIndex, NodeValue> = Map::new();
329
330 // ... and grab the full set of inner nodes to work from as a queue for easy use. We sort
331 // them from the bottom of the tree to the top, but retain the standard left-to-right
332 // ordering.
333 let mut inner_nodes = self.inner_node_indices().collect::<Vec<(NodeIndex, InnerNode)>>();
334 inner_nodes.sort_by(|(il, _), (ir, _)| {
335 ir.depth().cmp(&il.depth()).then(il.position().cmp(&ir.position()))
336 });
337 let mut inner_nodes = inner_nodes.into_iter().collect::<VecDeque<(NodeIndex, InnerNode)>>();
338
339 // We also need to store the values for leaves where we ONLY have the hash value, rather
340 // than the proper leaf value.
341 let mut value_only_leaves = Vec::new();
342
343 // We then need to iterate over all the nodes to work out which ones are reconstructible,
344 // and which need us to store additional data to be reconstructible.
345 while let Some((ix, v)) = inner_nodes.pop_front() {
346 // There must be data available for both of the node's children for it to be
347 // reconstructible.
348 for (child, val) in [(ix.left_child(), v.left), (ix.right_child(), v.right)] {
349 if child.depth() != SMT_DEPTH {
350 // A child of the node `v` can be in one of three states:
351 //
352 // 1. The child does not exist as a physical node in `self`, but its value as
353 // stored in `v` is real.
354 // 2. The child does not exist as a physical node in `self`, but its value is
355 // the default empty subtree root.
356 // 3. The child does exist as a physical node in `self`. By induction, as this
357 // algorithm runs bottom-up, the data to reconstruct the node already exists.
358 if self.get_inner_node(child).is_none() {
359 // In this case, the node does not exist physically, so we have to work out
360 // which of the other cases it is.
361 let new = if val == *EmptySubtreeRoots::entry(SMT_DEPTH, child.depth()) {
362 NodeValue::EmptySubtreeRoot
363 } else {
364 NodeValue::Present(val)
365 };
366
367 // We allow overwriting existing inserts for algorithmic simplicity, but we
368 // always check that it is the same value if an overwrite occurs as this
369 // indicates a programmer bug.
370 if let Some(v) = needed_nodes.insert(child, new.clone())
371 && v != new
372 {
373 panic!("Overwrite occurred with a different value ")
374 }
375 } else {
376 // Here, the node exists physically, so by induction, it is reconstructible.
377 }
378 } else {
379 // Here the child is a leaf node. Leaf nodes can be in one of three states:
380 //
381 // 1. A node that has the default empty value, in which case we encode it using
382 // absence in the compact representation.
383 // 2. A node that has a hash value, but that does not exist in the physical
384 // leaves in the PartialSmt. These are encoded using an auxiliary buffer to
385 // aid in reconstruction.
386 // 3. A node that exists in fully-materialized form. These are encoded with
387 // their full content.
388 //
389 // Cases 1 and 3 require no special handling here, as they are encoded with the
390 // leaves below. Case 2 needs us to take action here.
391 let empty_leaf_hash =
392 SmtLeaf::new_empty(LeafIndex::new_max_depth(child.position())).hash();
393
394 if val != empty_leaf_hash && !self.leaves.contains_key(&child.position()) {
395 // We are in case 2 here, as the value is not that of the empty leaf, nor is
396 // there a physical leaf stored in the tree for this. We store this leaf
397 // value in the auxiliary buffer so we can reconstruct correctly in this
398 // scenario.
399 value_only_leaves.push((child.position(), val));
400 }
401 }
402 }
403 }
404
405 // With all the data gathered, we can convert our types as necessary to create our output.
406 let leaves = leaf_nodes.into_iter().map(|(i, l)| (i.position(), l)).collect::<Vec<_>>();
407 let mut nodes: Map<u8, Vec<(u64, NodeValue)>> = Map::new();
408
409 for (ix, value) in needed_nodes {
410 nodes.entry(ix.depth()).or_default().push((ix.position(), value));
411 }
412
413 UniqueNodes {
414 root: self.root(),
415 leaves,
416 nodes,
417 value_only_leaves,
418 }
419 }
420
421 /// Constructs a new `PartialSmt` from the provided `unique_nodes`, reconstituting the full data
422 /// from the compact representation.
423 ///
424 /// This method assumes that the `unique_nodes` represent a valid `PartialSmt` instance.
425 ///
426 /// See the documentation of [`Self::to_unique_nodes`] for the reconstruction algorithm.
427 ///
428 /// # Errors
429 ///
430 /// - [`MerkleError::NodeIndexNotFoundInStore`] if any node necessary for reconstruction is not
431 /// available in the provided `unique_nodes` data.
432 pub fn from_unique_nodes(unique_nodes: UniqueNodes) -> Result<Self, DeserializationError> {
433 // We perform our transformation by directly mutating a new instance of `Self`.
434 let mut smt = Self::new(unique_nodes.root);
435
436 // We rely on a minimal set of node values and leaf values to reconstruct the tree, so we
437 // have to be able to perform lookups.
438 let nodes = unique_nodes
439 .nodes
440 .into_iter()
441 .flat_map(|(depth, nodes)| {
442 nodes.into_iter().map(move |(ix, val)| Ok((NodeIndex::new(depth, ix)?, val)))
443 })
444 .collect::<Result<Map<NodeIndex, NodeValue>, MerkleError>>()
445 .map_err(|e| DeserializationError::InvalidValue(e.to_string()))?;
446 let all_leaves = unique_nodes
447 .leaves
448 .into_iter()
449 .map(|(ix, l)| {
450 let node_index = NodeIndex::new(SMT_DEPTH, ix)
451 .map_err(|e| DeserializationError::InvalidValue(e.to_string()))?;
452 if node_index != l.index().index {
453 Err(DeserializationError::InvalidValue(format!(
454 "Node index {ix} did not match the embedded leaf index {}",
455 l.index().index
456 )))
457 } else {
458 Ok((
459 NodeIndex::new(SMT_DEPTH, ix)
460 .map_err(|e| DeserializationError::InvalidValue(e.to_string()))?,
461 l,
462 ))
463 }
464 })
465 .collect::<Result<Map<_, _>, DeserializationError>>()?;
466
467 // We also need to grab the buffer of the additional leaf values, and we convert it into a
468 // map for easy lookup. It is safe to use `new_unchecked` here as, while this comes from
469 // untrusted input, `ix` can correctly take the value of any `u64`.
470 let value_only_leaves = unique_nodes
471 .value_only_leaves
472 .into_iter()
473 .map(|(ix, v)| (NodeIndex::new_unchecked(SMT_DEPTH, ix), v))
474 .collect::<Map<_, _>>();
475
476 // We then want to process leaf by leaf, with a queue of parent nodes that need visiting.
477 // Rather than trying to de-duplicate on the fly, we instead just discard nodes that have
478 // already been processed when we see them.
479 //
480 // It must be ensured that at no point an index that is lower in the tree than any index
481 // preceding it is inserted.
482 let leaf_based_starting_nodes =
483 all_leaves.keys().map(|k| k.parent()).collect::<VecDeque<_>>();
484
485 // We also, however, need to account for inner nodes which are not reachable in a parent
486 // chain from a leaf, such as those from an exclusion proof. These are all nodes that do not
487 // have a (present) child in the set of nodes or leaves, so to enforce our layering
488 // invariant we add them in sorted order from bottom to top, left to right.
489 //
490 // We process these after the leaf-based nodes to avoid issues with the layering invariant.
491 let mut additional_nodes = nodes.keys().map(|ix| ix.parent()).collect::<Vec<_>>();
492 additional_nodes
493 .sort_by(|il, ir| ir.depth().cmp(&il.depth()).then(il.position().cmp(&ir.position())));
494 let additional_nodes = additional_nodes.into_iter().collect::<VecDeque<_>>();
495
496 // We also track the nodes we have seen to avoid re-doing unnecessary work.
497 let mut seen_nodes = Set::new();
498
499 for mut active_nodes in [leaf_based_starting_nodes, additional_nodes] {
500 seen_nodes.clear();
501 while let Some(ix) = active_nodes.pop_front() {
502 // To avoid re-doing work we immediately discard a node that is already in our tree.
503 if smt.inner_nodes.contains_key(&ix) {
504 continue;
505 }
506
507 if ix.depth() + 1 == SMT_DEPTH {
508 // We have to handle the case where the children are the leaves specially.
509 //
510 // If no corresponding leaf is present, then either it was a default value, or
511 // it exists in the value-only leaves buffer, so we have to check both.
512 let left_child = ix.left_child();
513 let left = all_leaves
514 .get(&left_child)
515 .map(SmtLeaf::hash)
516 .or_else(|| value_only_leaves.get(&left_child).copied())
517 .unwrap_or(
518 SmtLeaf::new_empty(LeafIndex::new_max_depth(left_child.position()))
519 .hash(),
520 );
521 let right_child = ix.right_child();
522 let right = all_leaves
523 .get(&right_child)
524 .map(SmtLeaf::hash)
525 .or_else(|| value_only_leaves.get(&right_child).copied())
526 .unwrap_or(
527 SmtLeaf::new_empty(LeafIndex::new_max_depth(right_child.position()))
528 .hash(),
529 );
530
531 smt.insert_inner_node(ix, InnerNode { left, right })
532 } else {
533 // If the children are not in the leaves, they can be either in the tree already
534 // (having been reconstructed) or as a value in the nodes from the unique nodes
535 // structure.
536 let [left, right] = [ix.left_child(), ix.right_child()].map(|ix| {
537 smt.get_inner_node(ix).map(|n| Ok(n.hash())).unwrap_or_else(|| match nodes
538 .get(&ix)
539 .ok_or_else(|| {
540 DeserializationError::InvalidValue(format!(
541 "Node at {ix} not found but is required"
542 ))
543 })? {
544 NodeValue::EmptySubtreeRoot => {
545 Ok(*EmptySubtreeRoots::entry(SMT_DEPTH, ix.depth()))
546 },
547 NodeValue::Present(v) => Ok(*v),
548 })
549 });
550 let left = left?;
551 let right = right?;
552
553 smt.insert_inner_node(ix, InnerNode { left, right });
554 }
555
556 // Finally, we push the node's parent into the queue if we have not already visited
557 // it. While it would be correct to do unconditionally, we operate over untrusted
558 // input and hence we have to be careful.
559 let parent = ix.parent();
560 if !seen_nodes.contains(&parent) {
561 active_nodes.push_back(parent);
562 seen_nodes.insert(parent);
563 }
564 }
565 }
566
567 // With that done, we simply have to write the remaining keys into the tree.
568 all_leaves.into_iter().for_each(|(ix, leaf)| {
569 smt.num_entries += leaf.num_entries();
570 smt.leaves.insert(ix.position(), leaf);
571 });
572
573 smt.validate()?;
574
575 Ok(smt)
576 }
577
578 // PRIVATE HELPERS
579 // --------------------------------------------------------------------------------------------
580
581 /// Adds a leaf and its sparse merkle path to this [`PartialSmt`] and returns the root of the
582 /// inserted path.
583 ///
584 /// This does not check that the path root matches the existing root of the tree and if so, the
585 /// tree is left in an inconsistent state. This state can be made consistent again by setting
586 /// the root of the SMT to the path root.
587 fn add_path_unchecked(&mut self, leaf: SmtLeaf, path: SparseMerklePath) -> Word {
588 let mut current_index = leaf.index().index;
589
590 let mut node_hash_at_current_index = leaf.hash();
591
592 let prev_entries = self
593 .leaves
594 .get(¤t_index.position())
595 .map(SmtLeaf::num_entries)
596 .unwrap_or(0);
597 let current_entries = leaf.num_entries();
598 // Only store non-empty leaves
599 if current_entries > 0 {
600 self.leaves.insert(current_index.position(), leaf);
601 } else {
602 self.leaves.remove(¤t_index.position());
603 }
604
605 // Guaranteed not to over/underflow. All variables are <= MAX_LEAF_ENTRIES and result > 0.
606 self.num_entries = self.num_entries + current_entries - prev_entries;
607
608 for sibling_hash in path {
609 // Find the index of the sibling node and compute whether it is a left or right child.
610 let is_sibling_right = current_index.sibling().is_position_odd();
611
612 // Move the index up so it points to the parent of the current index and the sibling.
613 current_index.move_up();
614
615 // Construct the new parent node from the child that was updated and the sibling from
616 // the merkle path.
617 let new_parent_node = if is_sibling_right {
618 InnerNode {
619 left: node_hash_at_current_index,
620 right: sibling_hash,
621 }
622 } else {
623 InnerNode {
624 left: sibling_hash,
625 right: node_hash_at_current_index,
626 }
627 };
628
629 node_hash_at_current_index = new_parent_node.hash();
630
631 self.insert_inner_node(current_index, new_parent_node);
632 }
633
634 node_hash_at_current_index
635 }
636
637 /// Returns the leaf for a key if it can be tracked.
638 ///
639 /// A key is trackable if:
640 /// 1. It was explicitly added via `add_path`/`add_proof`, OR
641 /// 2. The path to the leaf goes through empty subtrees (provably empty)
642 ///
643 /// Returns `None` if the key cannot be tracked (path goes through non-empty
644 /// subtrees we don't have data for).
645 fn get_tracked_leaf(&self, key: &Word) -> Option<SmtLeaf> {
646 let leaf_index = Self::key_to_leaf_index(key);
647
648 // Explicitly stored leaves are always trackable
649 if let Some(leaf) = self.leaves.get(&leaf_index.position()) {
650 return Some(leaf.clone());
651 }
652
653 // Empty tree - all leaves implicitly trackable
654 if self.root == Self::EMPTY_ROOT {
655 return Some(SmtLeaf::new_empty(leaf_index));
656 }
657
658 // Walk from root down towards the leaf
659 let target: NodeIndex = leaf_index.into();
660 let mut index = NodeIndex::root();
661
662 for i in (0..SMT_DEPTH).rev() {
663 let inner_node = self.get_inner_node(index)?;
664
665 let is_right = target.is_nth_bit_odd(i);
666 let child_hash = if is_right { inner_node.right } else { inner_node.left };
667
668 // If child is empty subtree root, leaf is implicitly trackable
669 if child_hash == *EmptySubtreeRoots::entry(SMT_DEPTH, SMT_DEPTH - i) {
670 return Some(SmtLeaf::new_empty(leaf_index));
671 }
672
673 index = if is_right {
674 index.right_child()
675 } else {
676 index.left_child()
677 };
678 }
679
680 // Reached leaf level without finding empty subtree - can't track
681 None
682 }
683
684 /// Converts a key to a leaf index.
685 fn key_to_leaf_index(key: &Word) -> LeafIndex<SMT_DEPTH> {
686 let most_significant_felt = key[3];
687 LeafIndex::new_max_depth(most_significant_felt.as_canonical_u64())
688 }
689
690 /// Returns the inner node at the specified index, or `None` if not stored.
691 fn get_inner_node(&self, index: NodeIndex) -> Option<InnerNode> {
692 self.inner_nodes.get(&index).cloned()
693 }
694
695 /// Returns the inner node at the specified index, falling back to the empty subtree root
696 /// if not stored.
697 fn get_inner_node_or_empty(&self, index: NodeIndex) -> InnerNode {
698 self.get_inner_node(index)
699 .unwrap_or_else(|| EmptySubtreeRoots::get_inner_node(SMT_DEPTH, index.depth()))
700 }
701
702 /// Inserts an inner node at the specified index, or removes it if it equals the empty
703 /// subtree root.
704 fn insert_inner_node(&mut self, index: NodeIndex, inner_node: InnerNode) {
705 if inner_node == EmptySubtreeRoots::get_inner_node(SMT_DEPTH, index.depth()) {
706 self.inner_nodes.remove(&index);
707 } else {
708 self.inner_nodes.insert(index, inner_node);
709 }
710 }
711
712 /// Returns the merkle path for a key by walking up the tree from the leaf.
713 fn get_path(&self, key: &Word) -> SparseMerklePath {
714 let index = NodeIndex::from(Self::key_to_leaf_index(key));
715
716 // Use proof_indices to get sibling indices from leaf to root,
717 // and get each sibling's hash
718 SparseMerklePath::from_sized_iter(index.proof_indices().map(|idx| self.get_node_hash(idx)))
719 .expect("path should be valid since it's from a valid SMT")
720 }
721
722 /// Get the hash of a node at an arbitrary index, including the root or leaf hashes.
723 ///
724 /// The root index simply returns the root. Other hashes are retrieved by looking at
725 /// the parent inner node and returning the respective child hash.
726 fn get_node_hash(&self, index: NodeIndex) -> Word {
727 if index.is_root() {
728 return self.root;
729 }
730
731 let InnerNode { left, right } = self.get_inner_node_or_empty(index.parent());
732
733 if index.is_position_odd() { right } else { left }
734 }
735
736 /// Recomputes all inner nodes from a leaf up to the root after a leaf value change.
737 fn recompute_nodes_from_leaf_to_root(
738 &mut self,
739 leaf_index: LeafIndex<SMT_DEPTH>,
740 leaf_hash: Word,
741 ) {
742 use crate::hash::poseidon2::Poseidon2;
743
744 let mut index: NodeIndex = leaf_index.into();
745 let mut node_hash = leaf_hash;
746
747 for _ in (0..index.depth()).rev() {
748 let is_right = index.is_position_odd();
749 index.move_up();
750 let InnerNode { left, right } = self.get_inner_node_or_empty(index);
751 let (left, right) = if is_right {
752 (left, node_hash)
753 } else {
754 (node_hash, right)
755 };
756 node_hash = Poseidon2::merge(&[left, right]);
757
758 // insert_inner_node handles removing empty subtree roots
759 self.insert_inner_node(index, InnerNode { left, right });
760 }
761 self.root = node_hash;
762 }
763
764 /// Validates the internal structure during deserialization.
765 ///
766 /// Checks that:
767 /// - Each inner node's hash is consistent with its parent.
768 /// - Each leaf's hash is consistent with its parent inner node's left/right child.
769 fn validate(&self) -> Result<(), DeserializationError> {
770 // Validate each inner node is consistent with its parent
771 for (&idx, node) in &self.inner_nodes {
772 let node_hash = node.hash();
773 let expected_hash = self.get_node_hash(idx);
774
775 if node_hash != expected_hash {
776 return Err(DeserializationError::InvalidValue(
777 "inner node hash is inconsistent with parent".into(),
778 ));
779 }
780 }
781
782 // Validate each leaf's hash is consistent with its parent inner node
783 for (&leaf_pos, leaf) in &self.leaves {
784 let leaf_index = LeafIndex::<SMT_DEPTH>::new_max_depth(leaf_pos);
785 let node_index: NodeIndex = leaf_index.into();
786 let leaf_hash = leaf.hash();
787 let expected_hash = self.get_node_hash(node_index);
788
789 if leaf_hash != expected_hash {
790 return Err(DeserializationError::InvalidValue(
791 "leaf hash is inconsistent with parent inner node".into(),
792 ));
793 }
794 }
795
796 Ok(())
797 }
798}
799
800impl Default for PartialSmt {
801 /// Returns a new, empty [`PartialSmt`].
802 ///
803 /// All leaves in the returned tree are set to [`Self::EMPTY_VALUE`].
804 fn default() -> Self {
805 Self::new(Self::EMPTY_ROOT)
806 }
807}
808
809// CONVERSIONS
810// ================================================================================================
811
812impl From<super::Smt> for PartialSmt {
813 fn from(smt: super::Smt) -> Self {
814 Self {
815 root: smt.root(),
816 num_entries: smt.num_entries(),
817 leaves: smt.leaves().map(|(idx, leaf)| (idx.position(), leaf.clone())).collect(),
818 inner_nodes: smt.inner_node_indices().collect(),
819 }
820 }
821}
822
823// SERIALIZATION
824// ================================================================================================
825
826impl Serializable for PartialSmt {
827 fn write_into<W: ByteWriter>(&self, target: &mut W) {
828 let unique_rep = self.to_unique_nodes();
829 unique_rep.write_into(target);
830 }
831}
832
833impl Deserializable for PartialSmt {
834 fn read_from<R: ByteReader>(source: &mut R) -> Result<Self, DeserializationError> {
835 let unique_rep = UniqueNodes::read_from(source)?;
836 PartialSmt::from_unique_nodes(unique_rep)
837 .map_err(|e| DeserializationError::InvalidValue(format!("{e}")))
838 }
839}